Glenn Allen Baker

Current Employers

Employment History

• 02/2004 → 11/2025
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2004 → 11/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2008 → 11/2025
  Baker & Yoest Investment Advisers, Inc.
  Deerfield, IL
• 06/2010 → Present
  Finra
  Northbrook, IL
• 11/2012 → Present
  Sequoia Llc
  Deerfield, IL
• 11/2025 → Present
  Lpl Financial Llc
  Deerfield, IL

Previous Registrations

• 2009-02-17 → 2026-01-20
  Baker & Yoest Investment Advisers, Inc.
  Northfield, IL
  Deerfield, IL
• 2004-05-06 → 2024-11-22
  Cetera Investment Advisers Llc
  Northbrook, IL
  Northbrook, IL
  Northfield, IL
  Phoenix, AZ
  Deerfield, IL
• 2006-10-17 → 2009-04-14
  Hochman Cole Investment Advisors, Inc.
  Northbrook, IL
• 2004-11-02 → 2008-04-01
  Genworth Financial Planning Corporation
  Northbrook, IL
• 1998-02-09 → 2004-10-29
  Genworth Financial Planning Corporation
  Northbrook, IL

Other Businesses

1. 11/2025 - Professional Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 40 Hrs/Mth - 8 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 11/10/2025 2. 10/2025 - SEQUOIA LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Phoenix, AZ 85050 - OBA Start Date: 11/01/2012 3. 10/2025 - FINRA DISPUTE RESOLUTION ARBITRATOR - FINRA Arbitrator - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Phoenix, AZ 85050 - OBA Start Date: 06/01/2010 4. 10/2025 - BAKER & YOEST INVESTMENT ADVISORS, INC. - DBA for LPL Business (entity for LPL business) - Investment Related - 80 Hrs/Mth - 4 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 11/10/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-27
• S63 Uniform Securities Agent State Law Examination
  1988-02-15

Other Names

• Glenn Allan Baker
• Glenn A Baker