Bruce Lee Resnik

Employer firm

Summit Financial, LLC CRD 299322

$22.5B regulatory AUM 59 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2008 → 12/2018
  Summit Equities, Inc.
  New York, NY
• 02/2008 → 09/2018
  Summit Financial Resources, Inc.
  Parsippany, NJ
• 09/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 11/2018 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2008-02-19 → 2018-12-27
  Summit Equities, Inc.
  New York, NY
  Parsippany, NJ
  Parsippany, NJ
• 2008-02-26 → 2018-09-20
  Summit Financial Resources Inc
  Parsippany, NJ

Other Businesses

(1) OFFERS INSURANCE AS A BROKER OR AGENT THROUGH NUMEROUS INSURANCE COMPANIES. SOME SALES ARE THROUGH SRM, AN AFFILIATED COMPANY WHICH IS LICENSED TO SELL VARIOUS INSURANCE PRODUCTS. MR. RESNIK EARNS BOTH CASH AND NON-CASH COMPENSATION BASED ON SALES OF THESE PRODUCTS. (2) SUMMIT FINANCIAL, LLC INVESTMENT RELATED BUSINESS. LOCATED AT 6 WEST 18TH STREET, 10TH FLOOR, NEW YORK, NY 10011. REGISTERED INVESTMENT ADVISOR. A SENIOR FINANCIAL ADVISER. STARTED FEBRUARY 2008. APPROXIMATELY 80 HRS/MO TO OTHER BUSINESS. APPROXIMATELY 80 HRS/MO DEVOTED DURING TRADING HOURS. DUTIES WERE TO ADVISE CLIENTS ON FINANCIAL PLANNING AND PORTFOLIO CONSTRUCTION MATTERS. (3) BRUCE L. RESNIK, NOTARY PUBLIC, START: JULY, 2022; NOT-INVESTMENT RELATED, 6 WEST 18TH STREET, 10TH FLOOR NY, NY 10011 - MR. RESNIK IS A NOTARY PUBLIC ONLY FOR PERSONAL CONVENIENCE, HE NOTARIZES FAMILY AND PERSONAL DOCUMENTS; MR. RESNIK CANNOT USE THIS FOR SUMMIT RELATED BUSINESS AS THIS PRESENTS A CONFLICT.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-22