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Steve Tadao Kuriyama

Parallel Advisors, LLC

Honolulu, HI

San Francisco, CA

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Current Employers
Parallel Advisors, Llc

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2016-09-30
  • HI RA
    APPROVED
    Since 2016-09-30

Branch Locations

1440 Kapiolani Blvd., Suite 970, Honolulu, HI 96814 • United States

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kuriyama & Co. Llc Honolulu HI 01/1998 Present
Parallel Advisors, Llc Honolulu HI 09/2016 Present
Previous Registrations
  • 2003-04-16 → 2016-12-21
    Kuriyama & Co Llc
    Honolulu, HI
  • 1998-08-11 → 2002-12-31
    Kuriyama & Co Llc
    Honolulu, HI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-01-05
  • S63 Uniform Securities Agent State Law Examination
    1985-01-05
Designations

View on SEC IAPD

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Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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