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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-01 |
| TX | RA | APPROVED_RES | 2009-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Wayzata | MN | 01/2009 | Present |
| Bank Of America, N.A. | Wayzata | MN | 12/2009 | Present |
I*3304278, Entity Type: , Name of OBA: J B A, Address: Plymouth, Minnesota, 55441, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 12/15/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: I*4463271, Entity Type: , Name of OBA: J C A ADMIN EST OF J B A, Address: Plymouth, Minnesota, 55441, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 04/22/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-17 |
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