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Andrew King

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-05-17
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-15
  • NJ RA
    APPROVED
    Since 2022-05-17
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-15

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 03/2016 03/2020
Deutsche Bank Trust Company Americas (Affiliate Of Dbsi) New York NY 03/2019 03/2020
Morgan Stanley Smith Barney Llc New York NY 03/2020 Present
Morgan Stanley Private Bank, N.A New York NY 04/2020 Present
  • 03/2016 → 03/2020
    Deutsche Bank Securities Inc.
    New York, NY
  • 03/2019 → 03/2020
    Deutsche Bank Trust Company Americas (Affiliate Of Dbsi)
    New York, NY
  • 03/2020 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 04/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-05
S63 Uniform Securities Agent State Law Examination 2006-09-22
  • S65 Uniform Investment Adviser Law Examination
    2007-12-05
  • S63 Uniform Securities Agent State Law Examination
    2006-09-22
Other Names
  • Andrew N King

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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