Raymond John Serra

Current Employers

Employment History

• 09/2000 → Present
  Serra & Associates Llc,
  East Hampton, CT
• 01/2003 → 08/2018
  Fsc Securities Corporation
  East Hampton, CT
• 02/2016 → 08/2018
  Richard A. Norkun & Associates, Llc
  East Hampton, CT
• 08/2018 → 05/2023
  Royal Alliance Associates, Inc
  East Hampton, CT
• 07/2025 → Present
  Narrow Path Guidance, Llc
  East Hampton, CT

Previous Registrations

• 2019-03-06 → 2023-05-04
  Osaic Wealth, Inc.
  Farmington, CT
  East Hampton, CT
  Farmington, CT
• 2016-02-10 → 2019-03-06
  Richard A. Norkun & Associates, Llc
  East Hampton, CT
  Westmoreland, NH

Other Businesses

(1) 2005-Present: Serra & Associates LLC/Not Investment Related/East Hampton, CT/Accounting Practice/Member & CPA/Accounting Services/Involves up to 100 hours per month, including during traditional business hours./Accounting practice does not include services that would be defined as having custody of an advisory firm client account. (2) 2009-Present: Eleven West High Street, LLC/Not Investment Related/East Hampton, CT/Commercial Real Estate - Firm's Office Property/Member/Involves approximately one percent time each month, including during traditional business hours./Advisory firm clients are not investors in or solicited for this closely held entity. (3) 2015-Present: Christ Community Church/Not Investment Related/East Haddam, CT/Church/Pastor, Elder & Secretary/Involves up to 20% time each month, including during traditional business hours. (4) 2018-Present: Raymond and Deloris Serra POA/Not Investment Related/West Haven, CT/General Power of Attorney/GPOA for elderly parents not clients of the advisory firm./Involves less than one percent time each month, including during traditional business hours.

Exams

• S66 Uniform Combined State Law Examination
  2015-10-30
• S63 Uniform Securities Agent State Law Examination
  2003-02-05

Designations

Other Names

• Ray Serra