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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-10-17 |
Branch Locations
10 Summit Street Suite 5, East Hampton, CT 06424 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Windsor | CT | 01/2013 | Present |
| Finn Financial Solutions, Llc | Windsor | CT | 04/2016 | Present |
| New York Life Insurance Co | Middletown | CT | 08/2016 | Present |
| Eagle Strategies Llc | East Hampton | CT | 10/2022 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 360 Bloomfield Ave, Suite 402, Windsor CT 06095; Start Date 01/2016; Role/Title: Owner; Investment Related; 25 hours per month; 25 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FINN FINANCIAL SOLUTIONS, LLC D/B/A Finn Financial Solutions FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; WINDSOR, CT; START DATE: 04/2016] [Middlesex Chamber of Commerce; business chamber; 393 Main St, Middletown CT 06457; Start Date 07/2022; Role/Title: Board Member; Not Investment Related; 3 hours per month; 3 hours per month during securities trading hours; voting on board related decisions, offering constructive thoughts and feedback on chamber activities][Town of East Hampton, CT - Board of Finance; Town government, elected volunteer board; 1 Community Drive, East Hampton CT 06424; Start Date 11/2025; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; setting and adjusting town budgets]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-24 |
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