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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-10-17
  • CT RA
    APPROVED
    Since 2022-10-17

Branch Locations

10 Summit Street Suite 5, East Hampton, CT 06424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Windsor CT 01/2013 Present
Finn Financial Solutions, Llc Windsor CT 04/2016 Present
New York Life Insurance Co Middletown CT 08/2016 Present
Eagle Strategies Llc East Hampton CT 10/2022 Present
  • 01/2013 → Present
    Nylife Securities Llc
    Windsor, CT
  • 04/2016 → Present
    Finn Financial Solutions, Llc
    Windsor, CT
  • 08/2016 → Present
    New York Life Insurance Co
    Middletown, CT
  • 10/2022 → Present
    East Hampton, CT
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 360 Bloomfield Ave, Suite 402, Windsor CT 06095; Start Date 01/2016; Role/Title: Owner; Investment Related; 25 hours per month; 25 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FINN FINANCIAL SOLUTIONS, LLC D/B/A Finn Financial Solutions FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; WINDSOR, CT; START DATE: 04/2016] [Middlesex Chamber of Commerce; business chamber; 393 Main St, Middletown CT 06457; Start Date 07/2022; Role/Title: Board Member; Not Investment Related; 3 hours per month; 3 hours per month during securities trading hours; voting on board related decisions, offering constructive thoughts and feedback on chamber activities][Town of East Hampton, CT - Board of Finance; Town government, elected volunteer board; 1 Community Drive, East Hampton CT 06424; Start Date 11/2025; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; setting and adjusting town budgets]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-14
S63 Uniform Securities Agent State Law Examination 2013-05-24
  • S65 Uniform Investment Adviser Law Examination
    2022-10-14
  • S63 Uniform Securities Agent State Law Examination
    2013-05-24
Other Names
  • Daniel Finn

View on SEC IAPD

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