Theodore William Hintz

Current Employers

Employment History

• 10/2000 → Present
  Hintz Financial Services
  Portland, CT
• 06/2006 → Present
  Hintz & Company, Llc
  Portland, CT
• 10/2008 → 11/2017
  National Planning Corporation
  Santa Monica, CA
• 11/2017 → 02/2023
  Securities America Inc.
  Portland, CT
• 11/2017 → 02/2023
  Securities America Advisors
  Portland, CT
• 02/2023 → Present
  Lpl Financial Llc
  Portland, CT

Previous Registrations

• 2017-11-06 → 2023-02-01
  Securities America Advisors, Inc.
  Portland, CT
• 2008-10-01 → 2017-11-14
  National Planning Corporation
  South Windsor, CT
  Portland, CT
• 2001-03-07 → 2008-09-30
  U.S. Financial Advisors
  Portland, CT

Other Businesses

1) 01/27/2023 - Notary - Portland, CT 06480 - Non investment related - 1 hour per month - Start date: 09/17/2012. 2) 01/27/2023 - Hintz & Company, LLC - Tax Prep/Accounting/CPA - Portland, CT 06480 - Investment related - 80 hours per month - Start date: 06/01/2006. 3) 01/27/2023 - Hintz Financial Services - Non-Variable Insurance - Selling: Life, DI, Medicare, Long term care, Health, Fixed Annuities - Portland CT 06480 - Investment related - 1-2 hours per month - Start date: 10/01/2000. 4) 01/27/2023 - River Valley Associates LLC - Business Entity For Tax/Investment Purposes Only - Portland CT 06480 - Non investment related - Start date: 06/01/2006. 5) 01/27/2023 - Hintz Farm - Business Owner - Middle Haddam, CT 06456 - Non investment related - 5 Hours per month - Start date: 06/20/2019. 6) 01/27/2023 - Justice of the Peace - Officiant - part time - Officiant - 46 Keighley Pond Rd - Non investment related - Start date: 01/04/2021. 7) 01/31/2024 - No Business Name - Non-Inv Related - East Hampton, CT - Other - Election moderator - Started: 11/21/2023 - 1 Hr/mo During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-09