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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-04-21 |
| NH | RA | APPROVED | 2023-01-12 |
| RI | RA | APPROVED | 2022-06-10 |
| CA | RA | APPROVED | 2020-09-29 |
| FL | RA | APPROVED | 2020-01-03 |
| GA | RA | APPROVED | 2020-01-03 |
| CT | RA | APPROVED | 2019-05-31 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
8 East High Street Mailstop: Ct-270, East Hampton, CT 06424 • United States
354 Broad Street Mailstop: Ct-232, Manchester, CT 06040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc / First Niagara Bank | Wethersfield | CT | 09/2012 | 09/2016 |
| Key Investment Services Llc | Manchester | CT | 09/2016 | 05/2019 |
| Citizens Securities, Inc. | East Hampton | CT | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-28 |
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