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Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-19 |
| IL | RA | APPROVED | 2017-11-29 |
Branch Locations
Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St. Paul | MN | 03/1979 | 11/2017 |
| Securian Financial Services, Inc. | St. Paul | MN | 07/1988 | 11/2017 |
| Gcg Financial, Inc. | Deerfield | IL | 01/2015 | Present |
| Alera Investment Advisors, Llc | Deerfield | IL | 11/2017 | Present |
| Triad Advisors, Inc. | Deerfield | IL | 11/2017 | 08/2024 |
| Osaic Wealth, Inc. | Deerfield | IL | 08/2024 | Present |
1)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield IL 60015;dba;advisor;5/1979;40 hrs/month;6.5 hrs during trading;dba 2)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;5/1979;varies;varies;provide fixed business products to clients-LTC,property casualty ins,disability insurance,group benefits 3)Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;RIA business;advisor;11/2017;40 hrs/month;6.5 hrs during trading;provide investment management,financial planning and retirement planning services to clients 4)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;vp, wealth services;12/1/2017;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-12-12 |
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