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Current Employers
Alera Investment Advisors, Llc

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-19
IL RA APPROVED 2017-11-29
  • TX RA
    APPROVED
    Since 2018-04-19
  • IL RA
    APPROVED
    Since 2017-11-29

Branch Locations

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 03/1979 11/2017
Securian Financial Services, Inc. St. Paul MN 07/1988 11/2017
Gcg Financial, Inc. Deerfield IL 01/2015 Present
Alera Investment Advisors, Llc Deerfield IL 11/2017 Present
Triad Advisors, Inc. Deerfield IL 11/2017 08/2024
Osaic Wealth, Inc. Deerfield IL 08/2024 Present
  • 03/1979 → 11/2017
    Minnesota Life
    St. Paul, MN
  • 07/1988 → 11/2017
    Securian Financial Services, Inc.
    St. Paul, MN
  • 01/2015 → Present
    Gcg Financial, Inc.
    Deerfield, IL
  • 11/2017 → Present
    Deerfield, IL
  • 11/2017 → 08/2024
    Triad Advisors, Inc.
    Deerfield, IL
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Deerfield, IL
Previous Registrations
  • 1994-08-22 → 2017-11-02
    Securian Financial Services, Inc.
    Bannockburn, IL
    Deerfield, IL
Other Businesses

1)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield IL 60015;dba;advisor;5/1979;40 hrs/month;6.5 hrs during trading;dba 2)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;5/1979;varies;varies;provide fixed business products to clients-LTC,property casualty ins,disability insurance,group benefits 3)Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;RIA business;advisor;11/2017;40 hrs/month;6.5 hrs during trading;provide investment management,financial planning and retirement planning services to clients 4)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;vp, wealth services;12/1/2017;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-12-12
  • S63 Uniform Securities Agent State Law Examination
    1991-12-12
Designations
Other Names
  • Pamela Susan Robbins
  • Pam Susan Fierst

View on SEC IAPD

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