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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • CA RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

6460 E Pacific Coast Hwy Ste 223, Long Beach, CA 90803 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Long Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Long Beach CA 11/2016 10/2019
Wells Fargo Advisors Financial Network, Llc Long Beach CA 10/2019 Present
Previous Registrations
Other Businesses

TIMBERCREEK; NOT INVESTMENT RELATED; LEWISVILLE, TX; GOLF DRIVING RANGE; PARTNER; START DATE 1993; 0 HRS MONTH; 0 HRS DURING TRADING; DUTIES - NONE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-12-28
  • S63 Uniform Securities Agent State Law Examination
    1984-12-28
Other Names
  • Mark Edwin Thornburg

View on SEC IAPD

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