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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
6460 E Pacific Coast Hwy Ste 223, Long Beach, CA 90803 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Long Beach | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Long Beach | CA | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 10/2019 | Present |
TIMBERCREEK; NOT INVESTMENT RELATED; LEWISVILLE, TX; GOLF DRIVING RANGE; PARTNER; START DATE 1993; 0 HRS MONTH; 0 HRS DURING TRADING; DUTIES - NONE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-12-28 |
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