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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-13
CA RA APPROVED 2012-02-10
  • TX RA
    APPROVED_RES
    Since 2012-02-13
  • CA RA
    APPROVED
    Since 2012-02-10

Branch Locations

770 Tamalpais Dr Ste 400, Corte Madera, CA 94925 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors San Rafael CA 02/2012 11/2016
Wells Fargo Clearing Services, Llc San Rafael CA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2012-02-16
    San Rafael, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Rafael, CA
    San Rafael, CA
  • 1997-05-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Rafael, CA
    San Rafael, CA
Other Businesses

TERRY FEENEY FINE ART, INV RELATED, SAN RAFAEL, CA, 100% OWNERSHIP, START 7/4/2022, 10 HRS/MONTH, 0 HRS DURING TRADING, SELLING FINE ART.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-19
S63 Uniform Securities Agent State Law Examination 1985-07-24
  • S65 Uniform Investment Adviser Law Examination
    1997-05-19
  • S63 Uniform Securities Agent State Law Examination
    1985-07-24
Designations
Other Names
  • Terry Feeney

View on SEC IAPD

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