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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-09 |
| AZ | RA | APPROVED | 2012-10-30 |
Branch Locations
3654 North Power Road Suite 144, Mesa, AZ 85215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Mesa | AZ | 07/2000 | Present |
| Raymond James Financial Services Advisors, Inc. | Mesa | AZ | 01/2009 | Present |
| Wiegenstein & Associates, Llc (Dba Cradlestone Wealth Services) | Mesa | AZ | 07/2007 | Present |
(1)Name of Business: Cradlestone Wealth Services Address: 3654 N Power Rd Ste 144, Mesa, AZ, 85215, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/05/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Cradlestone Wealth Services is a registered trade name owned by Wiegenstein & Associates, LLC of which I am sole owner. (2)Name of Business: Wiegenstein & Associates, LLC (dba Cradlestone Wealth Services) Address: 3654 N Power Rd Ste 144, Mesa, AZ, 85215, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sole member/Owner/Managing member of Wiegenstein & Associates, LLC (which in turn owns the registered trade name Cradlestone Wealth Services.) (3)Name of Business: WIEGENSTEIN FAMILY Address: 3654 N Power Rd Ste 144, Mesa, AZ, 85215, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 10/28/2004 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Became co-trustee Wiegenstein Family Trust with mother upon death of my father and am now sole trustee as my mother was found to be incapable of making financial decisions. Also am her POA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-26 |
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