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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-09
AZ RA APPROVED 2012-10-30
  • TX RA
    APPROVED
    Since 2019-10-09
  • AZ RA
    APPROVED
    Since 2012-10-30

Branch Locations

3654 North Power Road Suite 144, Mesa, AZ 85215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Mesa AZ 07/2000 Present
Raymond James Financial Services Advisors, Inc. Mesa AZ 01/2009 Present
Wiegenstein & Associates, Llc (Dba Cradlestone Wealth Services) Mesa AZ 07/2007 Present
Other Businesses

(1)Name of Business: Cradlestone Wealth Services Address: 3654 N Power Rd Ste 144, Mesa, AZ, 85215, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/05/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Cradlestone Wealth Services is a registered trade name owned by Wiegenstein & Associates, LLC of which I am sole owner. (2)Name of Business: Wiegenstein & Associates, LLC (dba Cradlestone Wealth Services) Address: 3654 N Power Rd Ste 144, Mesa, AZ, 85215, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/01/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sole member/Owner/Managing member of Wiegenstein & Associates, LLC (which in turn owns the registered trade name Cradlestone Wealth Services.) (3)Name of Business: WIEGENSTEIN FAMILY Address: 3654 N Power Rd Ste 144, Mesa, AZ, 85215, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 10/28/2004 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Became co-trustee Wiegenstein Family Trust with mother upon death of my father and am now sole trustee as my mother was found to be incapable of making financial decisions. Also am her POA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-14
S63 Uniform Securities Agent State Law Examination 1984-12-26
  • S65 Uniform Investment Adviser Law Examination
    1996-06-14
  • S63 Uniform Securities Agent State Law Examination
    1984-12-26
Designations

View on SEC IAPD

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