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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-08-31 |
| WA | RA | APPROVED | 2016-04-12 |
| KY | RA | APPROVED | 2016-04-05 |
| AR | RA | APPROVED | 2016-04-04 |
| TN | RA | APPROVED | 2016-03-29 |
| TX | RA | APPROVED | 2013-09-27 |
Branch Locations
222 2Nd Ave S Pbig - Nashville Mid America, Nashville, TN 37201 • United States
222 2Nd Ave S, Nashville, TN 37201 • United States
340 E Main Ave, Bowling Green, KY 42101 • United States
3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States
144 S Thomas St, Tupelo, MS 38801 • United States
341 Cool Springs Blvd, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 11/2010 | Present |
I*97018 For profit or not for profit: For-Profit Organization Name of outside business organization: HMB Music LLC Investment related: N Address of business: Hendersonville, Tennessee 37075 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 8/22/2016 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: My daughter is pursuing her music aspirations and my husband and I are setting up this LLC to support her musical activities, i.e., music production, equipment purchases, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-25 |
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