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Richard Andrew Link

Janney Montgomery Scott LLC

Mt. Pleasant, SC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-21
SC RA APPROVED 2021-08-05
  • TX RA
    APPROVED
    Since 2023-04-21
  • SC RA
    APPROVED
    Since 2021-08-05

Branch Locations

111 Coleman Blvd Suite 403, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Mt. Pleasant SC 01/2013 02/2021
Truist Investment Services, Inc. Mt. Pleasant SC 02/2021 08/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 08/2021
Janney Montgomery Scott Llc Mt. Pleasant SC 08/2021 Present
Previous Registrations
  • 2021-02-17 → 2021-08-06
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Mt. Pleasant, SC
    Richmond, VA
  • 2009-01-22 → 2013-01-02
    Scott & Stringfellow, Llc
    Mt. Pleasant, SC
  • 2006-02-21 → 2009-02-09
    Citigroup Global Markets Inc.
    New York, NY
  • 2000-11-21 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Charleston, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-27
S63 Uniform Securities Agent State Law Examination 1993-08-10
  • S65 Uniform Investment Adviser Law Examination
    1995-09-27
  • S63 Uniform Securities Agent State Law Examination
    1993-08-10
Other Names
  • Rich Link
  • Rick Link

View on SEC IAPD

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THOMAS A BROPHY
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ROBERT EDWARD PHILBECK
Patrick Joseph Gaul
Nicholas Glen Schilkey

Other Offices

PALMETTO COAST ADVISORS, INC. · MT. PLEASANT, SC
LPL FINANCIAL LLC · MT. PLEASANT, SC
OCEANSIDE ADVISORS LLC · MOUNT PLEASANT, SC
TRUIST ADVISORY SERVICES, INC. · MOUNT PLEASANT, SC
TRUIST ADVISORY SERVICES, INC. · MOUNT PLEASANT, SC
CREATIVEONE WEALTH, LLC · Mount Pleasant, SC
TRUIST ADVISORY SERVICES, INC. · MOUNT PLEASANT, SC
TRUIST ADVISORY SERVICES, INC. · MOUNT PLEASANT, SC

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