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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

320 Park Avenue Floor 12, New York, NY 10022 • United States

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Barnegat Light, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. New York NY 10/2008 Present
Other Businesses

(1)Name of Business: Barn Light LLC Address: 10 East 12th St, Barnegat Light, NJ, 08006, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 06/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: minority partner in LLC owned primarily by my wife.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-06-13
  • S63 Uniform Securities Agent State Law Examination
    1985-06-13
Other Names
  • Edward George Hynes
  • Ted Hynes

View on SEC IAPD

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