David Arnold Schwandt

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2012 → Present
  Advisornet Wealth Management
  Minneapolis, MN

Previous Registrations

• 2008-01-09 → 2022-01-24
  Cetera Wealth Services, Llc
  Minnetonka, MN
  Golden Valley, MN

Other Businesses

(1) NAME OF OTHER BUSINESS: PLANVISER FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS BRANCH OFFICE, NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER OF LLC, START DATE: 05/2007, APPROX NUMBER OF HOURS PER MONTH: 160, BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; (3) DAVID A. SCHWANDT, ATTORNEY - MINNEAPOLIS, MN, 2 HOURS PER WEEK. (4) NAME OF OTHER BUSINESS: CHOICE FINANCIAL GROUP, INVESTMENT RELATED: NO, ADDRESS: 645 HILL AVE, GRAFTON, ND 58237, NATURE OF BUSINESS: ONLINE BANKING WITH CHOICE FINANCIAL, POSITION/TITLE/RELATIONSHIP: REFERRAL OF PERSONS AND ENTITIES TO CHOICE FINANCIAL FOR ONLINE BANKING DEPOSIT ACCOUNTS, START DATE: 2/09/10, APPROX. NUMBER OF HOURS PER MONTH: 1 HOUR PER WEEK, BRIEF DESCRIPTION OF DUTIES: ONLINE BANKING REFERRAL OF PERSONS AND ENTITIES; (5) NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH MANAGEMENT, REGISTERED INVESTMENT ADVISOR INVESTMENT RELATED: YES, ADDRESS: 701 4TH AVE S STE 1500 MINNEAPOLIS, MN 55415, NATURE OF BUSINESS: ADVISORY BUSINESS, POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: FEE BASED FINANCIAL PLANNING, ASSET MANAGEMENT; (6) NAME OF OTHER BUSINESS: TRUEBLOOD PERFORMING ARTS CENTER ; INVESTMENT RELATED: NO ; ADDRESS: WASHINGTON ISLAND, WI 54246 ; NATURE OF BUSINESS: NON-PROFIT ORGANIZATION ; START DATE: 08/2020 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1.5 / MONTH APX NUMBER OF HOURS DURING TRADING HOURS: 1.5 / MONTH BRIEF DESCRIPTION OF DUTIES: BOARD OF DIRECTORS MEMBER OF THE ARTS CENTER ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-11
• S63 Uniform Securities Agent State Law Examination
  1984-11-27

Designations

Other Names

• Dave Schwandt