John O Nauss

Tiaa-Cref Individual & Institutional Services, LLC

North Bethesda, MD

Silver Spring, MD

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Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-06-08

MD RA
APPROVED

Since 2022-06-08

Branch Locations

915 Meeting Street Suite 1220, North Bethesda, MD 20852 • United States

10980 Grantchester Way Suite 340, Columbia, MD 21044 • United States

Silver Spring, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Columbia	MD	04/2013	Present
Tiaa	Columbia	MD	04/2013	Present

04/2013 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Columbia, MD
04/2013 → Present

Tiaa

Columbia, MD

Previous Registrations

2012-09-25 → 2013-04-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
2009-11-12 → 2012-05-15

Wescott Financial Advisory Group Llc
2009-05-05 → 2009-10-02

Ameriprise Advisor Services, Inc.

Mount Laurel, NJ
2009-03-12 → 2009-04-16

Ameriprise Financial Services, Llc

Voorhees, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-09-21
S66	Uniform Combined State Law Examination	2009-05-04

S63 Uniform Securities Agent State Law Examination

2012-09-21
S66 Uniform Combined State Law Examination

2009-05-04

Other Names

John O Nauss
John O Nauss
John O Nauss
John O Nauss
John O Nauss
John O Nauss

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GLASSMAN WEALTH SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

PROFIT INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

ORTMAN FINANCIAL PLANNING

LPL FINANCIAL LLC

Other Investors

Brian SCOTT Ewers

STACEE BAIN CRITTENDEN

SYED ABDUL RUMIN

Matthew EVERETT Bosley

Craig ARGENT Dell

DIEGO J DOMINGUEZ

Grant Patrick Furnary

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NORTH BETHESDA, MD

GLASSMAN WEALTH SERVICES, LLC · NORTH BETHESDA, MD

CETERA INVESTMENT ADVISERS LLC · North Bethesda, MD

GLASSMAN WEALTH SERVICES, LLC · BETHESDA, MD

PROFIT INVESTMENTS · NORTH BETHESDA, MD

AMERIPRISE FINANCIAL SERVICES, LLC · ROCKVILLE, MD

EDWARD JONES · Rockville, MD

ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

More in North Bethesda, MD

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