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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Franklin | TN | 10/2009 | Present |
| Bank Of America,Na | Franklin | TN | 11/2009 | Present |
I*: 499351Entity Type: Rental PropertyName of OBA: R and S G. Address: Columbia, TN Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 3/1/2016 No Hours: 1 hr annually No Hours during trading: 0 Duties: Co-owner of rental property I*4201265, Entity Type: , Name of OBA: L G, Address: Columbia, Tennessee, 38401, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/01/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-02 |
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