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Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-28
TX RA APPROVED_RES 2015-12-08
  • CA RA
    APPROVED
    Since 2022-11-28
  • TX RA
    APPROVED_RES
    Since 2015-12-08

Branch Locations

225 South Lake Avenue Suite 1020, Pasadena, CA 91101 • United States

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snowden Lane Partners Pasadena CA 02/2015 Present
  • 02/2015 → Present
    Snowden Lane Partners
    Pasadena, CA
Other Businesses

SNOWDEN CAPITAL ADVISORS LLC; INVESTMENT RELATED-YES; ADDRESS 540 MADISON AVE, 9TH FLOOR, NEW YORK NY; NATURE OF BUSINESS-BROKER DEALER; POSITION- CLIENT ASSOCIATE; START DATE 1/26/2015; TOTAL # OF HRS/MONTH DEVOTED TO THIS OBA 80; # OF HRS DEVOTED TO OBA BETWEEN 9:30 AND 4:00PM 4; DESCRIPTION OF DUTIES; WORK WITH PARTNERS AND THEIR CLIENTS TO PROCESS AND MAINTAIN INVESTMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-28
S63 Uniform Securities Agent State Law Examination 1987-12-29
  • S66 Uniform Combined State Law Examination
    2015-11-28
  • S63 Uniform Securities Agent State Law Examination
    1987-12-29
Other Names
  • Barbara Kurpakus Luttenberg
  • Barbara Kurpakus

View on SEC IAPD

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