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Current Employers
Valley Financial Management, Inc.

350 Madison Ave. Compliance 4Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-22
  • NJ RA
    APPROVED
    Since 2026-05-22

Branch Locations

350 Madison Ave. Compliance 4Th Floor, New York, NY 10017 • United States

80 East Ridgewood Avenue, Paramus, NJ 07652 • United States

Valley Wealth Managers, Inc.

80 East Ridgewood Ave Suite 3, Paramus, NJ 07652 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-29
  • NJ RA
    APPROVED
    Since 2023-08-29

Branch Locations

80 East Ridgewood Ave Suite 3, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hallmark Capital Management Inc Paramus NJ 04/2016 Present
  • 04/2016 → Present
    Hallmark Capital Management Inc
    Paramus, NJ
Previous Registrations
  • 2002-06-26 → 2016-04-07
    New Century Asset Management, Inc.
    Wayne, NJ
    Wayne, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-11-06
  • S63 Uniform Securities Agent State Law Examination
    1985-11-06
Designations
Other Names
  • Kathleen Mary Kramer
  • Kathleen Mary Oneill
  • Kate Oneill

View on SEC IAPD

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