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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-18 |
| OH | RA | APPROVED | 2010-10-13 |
| NJ | RA | APPROVED | 2009-02-02 |
| CA | RA | APPROVED | 2008-09-30 |
Branch Locations
One Manhattanville Road Suite 402, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Purchase | NY | 09/2008 | Present |
New City Little League, New City, NY; Not Investment Related; Assistant to Head Coach of Tee Ball Team in duties related to teaching the game; Devotes 6 hours/Month during Tee Ball season; Not compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-25 |
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