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5485 W Grande Market Drive Suite D, Appleton, WI 54913 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-29 |
| TX | RA | APPROVED | 2003-11-04 |
| WI | RA | APPROVED | 2003-11-04 |
Branch Locations
W 6240 Communication Court Suite One, Appleton, WI 54914 • United States
5485 W Grande Market Drive Suite D, Appleton, WI 54913 • United States
5485 W Grande Market Drive Suite D, Appleton, WI 54913 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2014-01-29 |
Branch Locations
5485 W Grande Market Drive Suite D, Appleton, WI 54913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sumnicht & Associates | Appleton | WI | 01/1988 | Present |
VERNON C. SUMNICHT, MANAGING MEMBER OF SUMNICHT HEDGE FUND ADVISORS LLC, GENERAL PARTNER OF: 1) SUMNICHT MONEY MASTERS FUND, L.P. 2) SUMNICHT MONEY MASTERS FUND II, L.P.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-11-01 |
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