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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| HI | RA | APPROVED | 2011-06-17 |
Branch Locations
1099 Alakea Street Suite 1510, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Honolulu | HI | 06/2011 | Present |
1. Hawaii Classical Academy; 1003 Bishop St Suite 1600, Honolulu, HI 96813; Education; Board Member; Planning, fund raising, marketing; 08/16/2021; 5 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 2. Damien Memorial School; 1401 Houghtailing St Honolulu HI 96817; Education; Advisory Board Member; Attend Board Meetings, Advise; 06/25/2024; 3.00hrs/month; During Securities Trading Hours; Not Investment-Related. 3. St Ann Finance Council; 46-129 Haiku Road Kaneohe HI 96744; Catholic Church; committee member, advisory; attend meetings quarterly; 12/09/2024; 1 hr/quarter; During securities trading hours; Not Investment-Related 4. Hawaii Classical Academy; 47-482 Lulani St Kaneohe HI 96744; Education/Civics; president of the board; running meetings and teaching organizing in general; 01/01/2025; 10 hrs/quarter; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-04 |
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