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2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-28 |
| TX | RA | APPROVED | 2015-10-09 |
Branch Locations
2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2015 | 03/2017 |
| Summit Trail Advisors, Llc | New York | NY | 10/2015 | Present |
| Summit Trail Securities, Llc | New York | NY | 02/2017 | Present |
1. Summit Trail Advisors, Investment Related, 140 East 45th Street, NY, NY 10017, RIA, Partner, 10/9/2015, 160 hours/month all within securities trading hours, Advisor. 2. Summit Trail Securities, Investment Related, Same, Broker Dealer, Registered Representative, 11/2017, 5 hrs/month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-14 |
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