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Karen Peterson Pearl

Mml Investors Services, LLC

Bedford, NH

Canterbury, NH

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-20
NH RA APPROVED 2007-02-09
  • TX RA
    APPROVED
    Since 2022-01-20
  • NH RA
    APPROVED
    Since 2007-02-09

Branch Locations

43 Constitution Drive Suite 201, Bedford, NH 03110 • United States

Canterbury, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Bedford NH 02/2007 Present
Massachusetts Mutual Life Insurance Company Bedford NH 02/2007 Present
  • 02/2007 → Present
    Mml Investors Services, Inc.
    Bedford, NH
  • 02/2007 → Present
    Massachusetts Mutual Life Insurance Company
    Bedford, NH
Previous Registrations
  • 2005-06-10 → 2007-01-18
    Lpl Financial Llc
    Concord, NH
    Concord, NH
  • 2005-04-18 → 2005-06-03
    Ameriprise Financial Services, Llc
    Bedford, NH
  • 2004-03-22 → 2004-09-01
    Eastern Point Advisors Inc.
    Nashua, NH
  • 2002-04-11 → 2004-03-24
    Brophy Wealth Management, Llc
    Bedford, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-17
S63 Uniform Securities Agent State Law Examination 1984-11-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1984-11-01
Designations
Other Names
  • Karen Elizabeth Peterson
  • Karen Peterson Pearl

View on SEC IAPD

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AURELIUS FAMILY OFFICE, LLC

Other Investors

Nancy C Burt
BRENT ANTHONY KILEY
JOHN PAINE REGER
JENNIE LYNN PARISI
JUSTIN TYLER HALL
CHRISTOPHER PAUL KINNANE
KENDRA ELAINE KEARNEY
Jonas Walter

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · BEDFORD, NH
COHEN INVESTMENT ADVISORS, LLC · BEDFORD, NH
AMERIPRISE FINANCIAL SERVICES, LLC · Bedford, NH
AMERIPRISE FINANCIAL SERVICES, LLC · Bedford, NH
OSAIC WEALTH, INC. · BEDFORD, NH
LPL FINANCIAL LLC · BEDFORD, NH
AMERIPRISE FINANCIAL SERVICES, LLC · Bedford, NH
AMERIPRISE FINANCIAL SERVICES, LLC · Bedford, NH

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