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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
NH RA APPROVED 2005-10-24
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • NH RA
    APPROVED
    Since 2005-10-24

Branch Locations

262 S River Rd Ste 201, Bedford, NH 03110 • United States

Bedford, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 06/2005 03/2020
Ameriprise Financial Services, Llc Bedford NH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; South River Rd, Bedford, NH, ,; Not Investment-Related; 06/25/2015 / Single Family; 58 Springer Ave, , Tiverton, RI, 2878; Investment-Related; 04/01/2023. Business Ownership; RPWM Partners LLC; N/A; Financial Planning (Related entity for paying expenses, etc.); 262 South River Rd, , Bedford, NH, 03110; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Rise Tax Strategies, LLC; Co-owner; Tax Preparation; PO Box 847, , Merrimack, NH, 03054; Not Investment-Related; 01/01/2025; 0 hours per month; 0 during trading hours. Outside Employment; RPWM Partners, LLC; Co-owner; Manage advisory business; 262 S River Rd, Suite 201, Bedford, NH, 03110; Not Investment-Related; 01/01/2019; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-19
  • S66 Uniform Combined State Law Examination
    2005-10-19

View on SEC IAPD

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