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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-15
NH RA APPROVED 2005-11-03
  • TX RA
    APPROVED_RES
    Since 2014-07-15
  • NH RA
    APPROVED
    Since 2005-11-03

Branch Locations

262 S River Rd Ste 201, Bedford, NH 03110 • United States

Bedford, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 08/2005 03/2020
Ameriprise Financial Services, Llc Bedford NH 03/2020 Present
Other Businesses

Business Ownership; Rise Advisors Real Estate, LLC; ; Real Estate; 258 South River Rd.Bedford, NH 03110, ,; Not Investment-Related; 01/01/2016; 0 hours per month; 0 during trading hours / RPWM Partners, LLC; Co-owner; Manage Ameriprise Business; 262 S River Rd, Suite 201, Bedford, NH, 03110; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Four Seasons Freeze Drying, LLC; Owner; Retail; 17 Esther Dr, , Bedford, NH, 03110; Not Investment-Related; 06/16/2024; 1 to 9 hours per month; 0 during trading hours / Rise Tax Strategies, LLC; Co-owner; Tax Preparation; PO Box 847 , , Merrimack, NH, 03054; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; The Webster House; Development Chair; 135 Webster St., , Manchester, NH, 03104; Not Investment-Related; 09/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RPWM Partners, LLC; Co-owner; Manage advisory business; 262 S River Rd, Suite 201, Bedford, NH, 03110; Not Investment-Related; 01/01/2019; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-30
  • S66 Uniform Combined State Law Examination
    2005-09-30

View on SEC IAPD

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