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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2013-09-11
  • NH RA
    APPROVED
    Since 2013-09-11

Branch Locations

262 S River Rd Ste 201, Bedford, NH 03110 • United States

Concord, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 10/2004 03/2020
Ameriprise Financial Services, Llc Bedford NH 03/2020 Present
Other Businesses

Outside Employment; RPWM Partners LLC; Financial Advisor - Client service, trading, plan implementation; ; 262 South River Rd, Bedford NH 03110, ,; Investment-Related; 01/01/2018; 40 to 59 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-03
S63 Uniform Securities Agent State Law Examination 2012-03-08
  • S65 Uniform Investment Adviser Law Examination
    2013-09-03
  • S63 Uniform Securities Agent State Law Examination
    2012-03-08
Other Names
  • Jennie Lynn Warcewicz

View on SEC IAPD

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