Kipp Lee Newman

Current Employers

Employment History

• 11/1986 → Present
  Pinnacle Advisory Group
  Lawrenceburg, IN
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-06-01 → 2013-09-03
  Tower Square Securities, Inc.
  Lawrenceburg, IN
• 2003-03-07 → 2004-06-11
  Main Street Management Company
  Lawrenceburg, IN
• 2001-10-17 → 2004-03-31
  Ws Griffith Securities, Inc.
  Lawrenceburg, IN

Other Businesses

1.)INDEPENDENT INSURANCE AGENT- DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 20HRS/WK SINCE 1984 2.)NAME OF OTHER BUSINESS: KRAMER AND NEWMAN, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PROPERTY MANAGEMENT; START DATE: 2005; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGEMENT; 3.) BOARD MEMBER OF LAWRENCEBURG CITY BOND BANK LAWRENCEBURG IN FOR 1HR/WK SINCE 2000 4. NAME OF OTHER BUSINESS: LAWRENCEBURG HIGH SCHOOL BUILDING CORPORATION INVESTMENT RELATED: NO ADDRESS: 300 TIGER BLVD, LAWRENCEBURG, IN 47025 NATURE OF BUSINESS: SCHOOL BUILDING CORPORATION START DATE: 2/14 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 HOUR, NONE DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: REVIEW & APPROVE PLANS & CONTRACTS FOR NEW HIGH SCHOOL GYM. 5.NAME OF OTHER BUSINESS: DBA PINNACLE ADVISORY GROUP INC. OF INDIANA INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: SECURITIES START DATE: 1/1996 POSITION/TITLE/RELATIONSHIP: REGISTERED REP & IAR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SECURITIES BUSINESS 6. NAME OF OTHER BUSINESS: NEWMAN AND KRAMER, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PROPERTY MANAGEMENT; START DATE: 4/2005; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGEMENT; 7. NAME OF OTHER BUSINESS: LIQUID LIFE; INVESTMENT RELATED: NO ADDRESS: 23972 PERDIDO BEACH BLVD, ORANGE BEACH, AL 36561; NATURE OF BUSINESS: PERSONAL CONDO RENTAL; START DATE: 10/2008; POSITION/TITLE/RELATIONSHIP: CONDO OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTAL AGENCY USED TO COLLECT RENT FOR UNIT AND MARKETING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-31
• S63 Uniform Securities Agent State Law Examination
  1985-09-18

Designations