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Michael Thomas Holloway

Cerity Partners LLC

Raleigh, NC

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-01
  • NC RA
    APPROVED
    Since 2025-04-01

Branch Locations

4101 Lake Boone Trail #200, Raleigh, NC 27607 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fort Mill SC 05/2011 12/2018
Cook Wealth Management Group, Llc Raleigh NC 01/2019 03/2025
Cerity Partners Llc New York NY 03/2025 Present
  • 05/2011 → 12/2018
    Lpl Financial
    Fort Mill, SC
  • 01/2019 → 03/2025
    Cook Wealth Management Group, Llc
    Raleigh, NC
  • 03/2025 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2019-01-07 → 2025-04-01
    Cook Wealth, Llc
    Raleigh, NC
  • 2011-06-09 → 2019-01-03
    Lpl Financial Llc
    Fort Mill, SC
    Fort Mill, SC
    Fort Mill, SC
    Watkinsville, GA
  • 2008-10-20 → 2011-06-06
    Ubs Financial Services Inc.
    Jersey City, NJ
    Weehawken, NJ
    Charlotte, NC
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-16
S63 Uniform Securities Agent State Law Examination 2006-09-13
  • S66 Uniform Combined State Law Examination
    2008-10-16
  • S63 Uniform Securities Agent State Law Examination
    2006-09-13
Designations
Other Names
  • Michael T Holloway

View on SEC IAPD

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