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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-12-09
TX RA APPROVED 2020-12-01
  • GA RA
    APPROVED
    Since 2020-12-09
  • TX RA
    APPROVED
    Since 2020-12-01

Branch Locations

445 Manget St. Ste. 200, Marietta, GA 30060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Marietta GA 12/1991 12/2020
Avantax Advisory Services Marietta GA 09/1993 12/2020
Cumberland Financial Group, Inc. Smyrna GA 06/1995 12/2020
Avantax Insurance Agency, Llc Marietta GA 01/1993 12/2020
Principal Life Insurance Company Des Moines GA 01/2019 12/2020
Manget Properties, Llc Marietta GA 05/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2020 Present
  • 12/1991 → 12/2020
    Avantax Investment Services, Inc.
    Marietta, GA
  • 09/1993 → 12/2020
    Avantax Advisory Services
    Marietta, GA
  • 06/1995 → 12/2020
    Cumberland Financial Group, Inc.
    Smyrna, GA
  • 01/1993 → 12/2020
    Avantax Insurance Agency, Llc
    Marietta, GA
  • 01/2019 → 12/2020
    Principal Life Insurance Company
    Des Moines, GA
  • 05/2019 → Present
    Manget Properties, Llc
    Marietta, GA
  • 12/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2003-04-11 → 2020-12-08
    Avantax Advisory Services
    Smyrna, GA
    Marietta, GA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-40/TRADING 12/02/20 2) RICHARD NIXON, 445 MANGET STREET, STE 200, MARIETTA, GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/01/19, INV REL, 4.MO- 4/TRADING 3) CUMBERLAND FINANCIAL GROUP, INC. 445 MANGET STREET, STE 200, MARIETTA, GA, CPA ENROLLED AGENT/ TAX PREP/ACCOUNTING/CEO- 01/01/91, NIR, 40/WK- 40/TRADING 4) MANGET PROPERTIES, LLC, 445 MANGET STREET, STE 200, MARIETTA GA, COMMERCIAL RENTAL, 01/25/19, GENERAL PARTNER, NIR, 40/YR- 40/TRADING 5) ESTATE EXECUTOR, 38 INFANTRY WAY, MARIETTA, GA, 02/01/21, NIR, CO-EXECUTOR FAMILY ESTATE, 2 HR/MO- 0/TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-11-30
  • S63 Uniform Securities Agent State Law Examination
    1984-11-30
Designations
Other Names
  • Rick Nixon

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