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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-12 |
| CA | RA | APPROVED | 2020-09-01 |
Branch Locations
16789 Bernardo Center Dr, San Diego, CA 92128 • United States
Fredericksburg, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rjl Wealth Management, Llc | San Diego | CA | 04/2010 | Present |
| Lucia Securities, Llc | San Diego | CA | 09/2011 | Present |
| Lpl Financial, Llc | San Diego | CA | 09/2020 | Present |
1. 9/1/2020 - LUCIA CAPITAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 9/1/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 1/4/2022 - LCG Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/3/2022 - 80 Hours Per Month/3 Hours During Securities Trading. 3. 12/30/2025 - Quotient Advisor Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 160 hours per month/ 100 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-19 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-18 |
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