Richard Timothy Schofield

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Wells Fargo Advisors Financial Network, Llc
  St. George, UT

Previous Registrations

• 2009-06-01 → 2012-08-23
  Morgan Stanley
  St. George, UT
  Salt Lake City, UT
  Salt Lake City, UT
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  St. George, UT
  Salt Lake City, UT
• 2001-05-30 → 2007-04-02
  Morgan Stanley Dw Inc.
  Salt Lk City, UT
  St. George, UT
  Salt Lake City, UT

Other Businesses

TEMPUITE DEVELOPMENT CO.; INV RELATED; LAS VEGAS, NV; REAL ESTATE/OTHER INVESTMENTS; FAMILY OWNED BUSINESS; DIRECTOR / SECRETARY / TREASURER; START 1/1994; 2 HRS PER MONTH; 0 HRS DURING TRADING, KEEPING MEETING MINUTES, CORP FILINGS, DISBURSE FUNDS. CO-TRUSTEE FOR NIECE'S TRUST; INV RELATED; ST. GEORGE, UT; START 1/1/2011; 1 HR PER MONTH; 0 HRS DURING TRADING. TSG PROPERTIES LLC; INV RELATED; ST. GEORGE, UT; 50% OWNERSHIP; START 10/1/2017; 0 HRS PER MONTH, HOLDS COMMERCIAL RENTAL PROPERTY; . SGU HOLDINGS LLC; INV RELATED; ST. GEORGE, UT; 40% OWNERSHIP; START 11/12/2018; 0 HRS PER MONTH; DUTIES: MEMBER/MANAGER, LLC HOLDS INVESTMENT ENTITY;. KAIZEN INVESTMENTS LLC; INV RELATED; ST. GEORGE,UT; 100% OWNERSHIP; START 8/1/2012; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; MANAGER OF THE LLC. SCHOFIELD WEALTH MANAGEMENT, LLC; INV RELATED; 100% OWNERSHIP; START 8/1/2012; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; MANAGER OF THE LLC. COUNTRY LANE COMMONS LLC, INV RELATED, ST. GEORGE, UT, 40% OWNERSHIP, START 5/15/2023, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS LAND FOR FURTURE SHOPPING CENTER. CO- TRUSTEE FOR BROTHER AND MOTHER ; INV RELATED;ST. GEORGE,UT; TRUSTEE/CO-TRUSTEE; START DATE: 04/23/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-04
• S63 Uniform Securities Agent State Law Examination
  1984-10-06

Other Names

• Rick Schofield
• Richard T Schofield
• Richard Timothy Shofield