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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2013-08-29 |
Branch Locations
Plaza Bldg # 2 Ste 401 1060 S Main St, St George, UT 84770 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 08/2003 | Present |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 08/2003 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2012 | Present |
| Northwestern Mutual Investment Services, Llc | St George | UT | 08/2013 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, BLACK DOG STRATEGIES, LLC, LEGAL ENTITY FORMED FOR ADMINISTRATIVE AND EXPENSE PURPOSES, STARTED 7/16/18, INVESTMENT RELATED, 0-5 HRS PER MONTH. 3. OWNER, DELIBERATE DESIGN, LLC, LEGAL ENTITY, START DATE: 6/21/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, BLACK DOG INSURANCE SERVICES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 05/31/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-15 |
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