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Curtis Harold Anderson

Northwestern Mutual Investment Services, LLC

St George, UT

CRD 3184654

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2015-04-22
  • UT RA
    APPROVED
    Since 2015-04-22

Branch Locations

Plaza Bldg # 2 Ste 401 1060 S Main St, St George, UT 84770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc St George UT 06/2009 Present
Todd Francis Johnson St George UT 07/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. EMPLOYED BY A CIVIL ENGINEERING FIRM PRIMARILY TO HELP WITH SURVEYING WORK. 3. BISHOP OF THE WARD, THE CHURCH OF JESUS CHRIST OF LATTER DAY SAINTS, 70 S 300 W, LA VERKIN, , UTAH, 84745, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 10/29/2020, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, I'VE BEEN THE 2ND COUNSELOR IN THE LA VERKIN 7TH WARD BISHOPRIC IN THE LA VERKIN, UTAH STAKE, IN THE CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS UNTIL 08/21/2021 AT WHICH TIME I'VE BEEN ASKED TO SERVE AS THE BISHOP OF THE WARD AFTER THAT DATE FOR APPROXIMATELY 5 YEARS OR LONGER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1999-12-21
Designations
  • Chartered Financial Consultant
Other Names
  • Curtis Harold Anderson

View on SEC IAPD

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