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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-05-31 |
Branch Locations
3223 South Loop 289 Suite 124, Lubbock, TX 79423 • United States
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 05/2005 | Present |
Lamb-S Ear LLC; Investment Related - Yes; 1502 Windsor Ave., Wolfforth, TX 79382; Real Estate; Owner; Start Date [09/2024]; 0 Hours Per Month, 0 During Trading Hours; Passive Investor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-16 |
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