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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-10-31 |
| NJ | RA | APPROVED | 2017-09-25 |
| TX | RA | APPROVED_RES | 2017-09-22 |
Branch Locations
77 Broad St, Red Bank, NJ 07701 • United States
Boca Raton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Morristown | NJ | 04/2007 | 09/2017 |
| Morgan Stanley Smith Barney | Morristown | NJ | 06/2009 | 09/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 09/2017 | Present |
| Bank Of America, N.A. | Red Bank | NJ | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-09-04 |
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