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William Thomas Sutton

Portfolio Advisory Council,L.L.C.

Houston, TX

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Current Employers
Portfolio Advisory Council,L.L.C.

3 Greenway Plaza Suite 1776, Houston, TX 77046 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-07-27
TX RA APPROVED 2003-08-26
  • LA RA
    APPROVED
    Since 2017-07-27
  • TX RA
    APPROVED
    Since 2003-08-26

Branch Locations

3 Greenway Plaza Suite 1776, Houston, TX 77046 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sutton Companies Spring TX 01/1972 Present
Portfolio Advisory Council, L.L.C. Houston TX 09/1986 Present
Cambridge Investment Research, Inc Fairfield IA 01/2007 09/2017
W. Thomas Sutton Texas Real Estate Broker Houston TX 07/1983 Present
Mutual Securities, In.C Camarillo CA 10/2017 Present
  • 01/1972 → Present
    Sutton Companies
    Spring, TX
  • 09/1986 → Present
    Portfolio Advisory Council, L.L.C.
    Houston, TX
  • 01/2007 → 09/2017
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 07/1983 → Present
    W. Thomas Sutton Texas Real Estate Broker
    Houston, TX
  • 10/2017 → Present
    Mutual Securities, In.C
    Camarillo, CA
Previous Registrations
Other Businesses

1. PORTFOLIO ADVISORY COUNCIL, LLC., START DATE: 09/1986, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, RIA, INVESTMENT MANAGER, MONITOR AND SELECT INVESTMENTS FOR CLIENTS, INVESTMENT RELATED, 100 HOURS PER MONTH, 5 HOURS PER DAY DURING TRADING HOURS. 2. REAL ESTATE BROKER, START DATE: 06/1983, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, SOLE PROPRIETOR, REAL ESTATE BROKER, CONSULT WITH CLIENTS ON SALE OR PURCHASE OF REAL ESTATE, INVESTMENT RELATED, 2 HOURS PER MONTH, 1 HOURS PER DAY DURING TRADING HOURS. 3. ALMONDY INN MANAGEMENT, LLC., START DATE: 02/2016, 25 PERHAM STREET, NEWPORT, RI 02840, BED AND BREAKFAST, PRESIDENT/INVESTOR/MANAGER, MONITOR PROPERTY MANAGER CASH FLOW AND EXPENSES, NOT INVESTMENT RELATED, 12 HOURS PER MONTH, 1 HOUR PER DAY DURING TRADING HOURS. 4. ALMONDY PARTNERS, LLC., START DATE: 2/2016, 25 PELHAM STREET, NEWPORT, RI 02840, BED AND BREAKFAST, NOT INVESTMENT RELATED, 12 HOURS PER MONTH, 1 HOUR PER DAY DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-03-16
  • S63 Uniform Securities Agent State Law Examination
    1984-03-16
Other Names
  • Tom Sutton
  • William Thomas Jr Sutton

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