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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-15 |
| NJ | RA | APPROVED | 2014-04-24 |
Branch Locations
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 02/2014 | 08/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | New York | NY | 08/2017 | Present |
CHINA CARBON GRAPHITE GROUP, INC/ DIAMOND BAR, CA/ MANUFACTURE OF GRAPHITE PRODUCTS/ CONSULTANT/ WORKS 2 HOURS A MONTH/ NON-INVESTMENT RELATED/DONT NEED TO WORK DURING THE SECURITY TRADING HOUR/START RELATIONSHIP FROM 12/2010 *515093 - Rental property; Investment related: Yes; plainsboro, New Jersey; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 0; After business hours: 2; Administrative *515084 - Rental Property; Investment related: Yes; princeto JCT, New Jersey; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2000; During business hours: 0; After business hours: 2; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-20 |
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