Thomas Hutchinson Ela

Current Employers

Employment History

• 10/1997 → Present
  Ela Financial Group, Inc.
  Wyckoff, NJ
• 11/2015 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-07-22 → 2015-10-28
  Cetera Wealth Services, Llc
  Wyckoff, NJ
  Westfield, NJ

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2015 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: ELA FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: 642 WYCKOFF AVENUE WYCKOFF NJ 07481 START DATE: APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 50 BRIEF DESCRIPTION OF DUTIES: PRESIDENT - DBA FOR FINANCIAL SERVICES. (3) NAME OF OTHER BUSINESS: EFG, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 10/2012 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER, ENTITY OWNS THE BUILDING WHICH DBA CONDUCTS BUSINESS (4) NAME OF OTHER BUSINESS: HOUSE RENTAL INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOUSE RENTAL START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: 90% OWNER BRIEF DESCRIPTION OF DUTIES: NONE (5) NAME OF OTHER BUSINESS: CORNERSTONE TAX PLANNERS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREP & ACCOUNTING SERVICES; START DATE: 02/01/2017; POSITION/TITLE/RELATIONSHIP: THIRD-PARTY; APX NUMBER OF HOURS PER WEEK: 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ROUTINE TAX PREP, BOOKKEEPING AND ACCOUNTING SERVICES FOR BUSINESSES. (6) NAME OF OTHER BUSINESS: EFG ELMER STREET, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2018 POSITION/TITLE/RELATIONSHIP: OWNER LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNS PROFESSIONAL OFFICE BUILDING (7) NAME OF OTHER BUSINESS: EFG CHATHAM PROPERTIES LLC ; INVESTMENT RELATED: NO ADDRESS: 1291 MAIN ST #6, CHATHAM MA 02633 ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 01/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE INVESTMENT ; (8) NAME OF OTHER BUSINESS: FOX RUN PROPERTY OWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 165 STRONG ISLAND ROAD CHATHAM, MA 02633 NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ADVISE BOARD ON COMMON AREA USAGE, UPKEEP, ASSOCIATION GUIDELINES, CODE OF CONDUCT, ATTEND ANNUAL MEETING;

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-01-06

Designations