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Sandra Renee Ricker

Wells Fargo Clearing Services, LLC

Houston, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

1005 Bay Area Blvd, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Houston TX 02/1997 Present
Wells Fargo Advisors Llc Houston TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
  • 02/1997 → Present
    Wells Fargo Bank, N.A.
    Houston, TX
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Houston, TX
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Houston, TX
Previous Registrations
  • 2009-08-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Houston, TX
  • 2003-08-25 → 2009-08-04
    Wells Fargo Investments, Llc
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-22
S63 Uniform Securities Agent State Law Examination 1988-02-18
  • S66 Uniform Combined State Law Examination
    2003-08-22
  • S63 Uniform Securities Agent State Law Examination
    1988-02-18
Other Names
  • Sandra Renee Pruski
  • Renee Ricker

View on SEC IAPD

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