Michael Patrick Nelan

Current Employers

Employment History

• 08/1993 → Present
  Nevada Air National Guard
  Reno, NV
• 04/1997 → 10/2018
  Orba Financial Management Co
  Sacramento, CA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Nashville, TN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Fair Oaks, CA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Gold River, CA
  Fair Oaks, CA
  Nashville, TN
• 2001-05-25 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Gold River, CA
  Gold River, CA

Other Businesses

1) INDEPENDENT INS AGENT, 11140 FAIR OAKS BLVD FAIR OAKS CA. INV-REL. FIXED INS. 4/97. APPROX 0-10 HRS. SAME DURING TRDG HRS. FIXED INS SALES, HEALTH, LTC, FIXED ANNUITIES NELAN FINANCIAL AND INSURANCE SERVICES, INC., 11140 FAIR OAKS BLVD FAIR OAKS CA, PRESIDENT/OWNER OF S CORP FOR TAX & BUSINESS PURPOSES, NOT INV-REL, START 10/2013 2) NELAN FINANCIAL & INSURANCE SERVICES, INC. POSITION: Owner/President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2013 ADDRESS: 11140 Fair Oaks Blvd, Suite 800, Fair Oaks CA 95628, United States DESCRIPTION: Sales of investment products to include stocks, bonds, mutual funds, unit investment trust, variable life & annuity policies and fee based managed accounts. We also prepare detailed financial plans and asset allocation portfolios. Our firm also sells fixed insurance products to include annuities, life insurance and health insurance. 3) FAIR OAKS FINANCIAL, INC. POSITION: President NATURE: Corporation: We are changing the business name from Nelan Financial & Insurance Services, Inc. to Fair Oaks Financial, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 07/01/2021 ADDRESS: 11140 Fair Oaks Blvd., Suite 800, Fair Oaks CA 95628, United States DESCRIPTION: Investment planning, recommendations, and selection. Create various managed accounts for clients, prepare financial plans, analyze investment proposals, and implement various insurance programs (life and health insurance). Develop marketing programs to attract new clients. We also sell commission based brokerage accounts, mutual funds, and variable annuities as needed for the best interest of the client. 4) NELAN FINANCIAL & INSURANCE SERVICES, INC. POSITION: Agent NATURE: S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2009 ADDRESS: 11140 Fair Oaks Blvd., Suite 800, Fair Oaks CA 95628, United States DESCRIPTION: Selling fixed insurance products to clients as needed such as Term Life, Universal Life and Health Insurance. 5) RETIREMENT SECURITY CENTERS POSITION: Financial Planner NATURE: Corporation. Retirement Security Centers is my Supervising Branch Office (OSJ). I will also be utilizing this name for business related activities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2025 ADDRESS: 8880 Cal Center Drive, Suite 220, Sacramento CA 95826, United States DESCRIPTION: Marketing, Sales and service of securities related products to include, financial planning, wealth management, investment recommendations, and insurance products such as life & annuity sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1996-07-18

Other Names

• Mike Nelan