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Gary Ernest Mills

Edelman Financial Engines

Colorado Springs, CO

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-22
CO RA APPROVED 2016-11-30
  • TX RA
    APPROVED_RES
    Since 2017-03-22
  • CO RA
    APPROVED
    Since 2016-11-30

Branch Locations

8610 Explorer Drive Suite 120, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2015 11/2016
Financial Engines Advisors L.L.C. Colorado Springs CO 11/2016 06/2021
Financial Engines Advisors L.L.C. Santa Clara CA 06/2021 Present
  • 07/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → 06/2021
    Financial Engines Advisors L.L.C.
    Colorado Springs, CO
  • 06/2021 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2015-09-03 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Colorado Springs, CO
    Overland Park, KS
  • 2014-10-13 → 2015-09-04
    The Mutual Fund Store
    Colorado Springs, CO
    Overland Park, KS
  • 2015-07-02 → 2015-09-02
    Financial Engines Advisor Center, Llc
    Colorado Springs, CO
    Overland Park, KS
  • 2004-04-05 → 2006-06-05
    Country Trust Bank
    Littleton, CO
  • 2002-12-06 → 2003-08-07
    American Century Advisory Services, Inc.
    Littleton, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-13
S63 Uniform Securities Agent State Law Examination 1998-11-23
  • S65 Uniform Investment Adviser Law Examination
    2014-10-13
  • S63 Uniform Securities Agent State Law Examination
    1998-11-23

View on SEC IAPD

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Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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