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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Garden City | NY | 08/2007 | Present |
INSURANCE RELATED ACTIVITY: GROUP LIFE, GROUP HEALTH. THOMAS MAZZARA POSITION: Statutory Agent - NATURE: Other - Agent for multiple insurance companies INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2009 ADDRESS: 63 PROSPECT AVEAPARTMENT #19AHEWLETTNew York11557 DESCRIPTION: Sales
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-11-19 |
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