Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-03
NV RA APPROVED 1993-11-29
  • TX RA
    APPROVED_RES
    Since 2009-02-03
  • NV RA
    APPROVED
    Since 1993-11-29

Branch Locations

231 N Buffalo Dr Ste B, Las Vegas, NV 89145 • United States

2831 St. Rose Pkwy Ste 200, Henderson, NV 89052 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 09/2005 03/2020
Ameriprise Financial Service, Llc Las Vegas NV 10/1984 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Las Vegas, NV
  • 10/1984 → Present
    Ameriprise Financial Service, Llc
    Las Vegas, NV
Other Businesses

Board of Directors; St. Elizabeth Ann Seton Catholic Church; Finance council member; 1811 Pueblo Vista DriveLas Vegas, NV 89128, ,; Not Investment-Related; 11/01/2012; 1 to 9 hours per month; 0 during trading hours / West Point Association of Graduates, Southern Nevada Chapter; Treasurer; none, ,; Not Investment-Related; 03/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Guardian Angel Cathedral Finance Council; member; Guardian Angel Cathedral, 302 Cathedral Way, Las Vegas, NV, 89109; Not Investment-Related; 02/17/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-09-19
  • S63 Uniform Securities Agent State Law Examination
    1984-09-19
Other Names
  • John Alfred Dube
  • John Alfred Dube'
  • John Alfred Dube

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Las Vegas, NV

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor