Michael Dowd Stenvall

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1984 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Luis Obispo, CA
• 09/2009 → Present
  Bank Of America, N.A.
  San Luis Obispo, CA

Other Businesses

I*2340266, Entity Type: , Name of OBA: M S TTEE 5/6/2000, Address: Pismo Beach, California, 93449, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 10-Apr-2025, No Hours: 3 Yearly, No Hours during Trading: 3 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2010-09-17
• S63 Uniform Securities Agent State Law Examination
  1984-09-06

Other Names

• Mike Stenvall