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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
| TX | RA | APPROVED_RES | 1996-04-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Luis Obispo | CA | 06/1984 | Present |
| Bank Of America, N.A. | San Luis Obispo | CA | 09/2009 | Present |
I*2340266, Entity Type: , Name of OBA: M S TTEE 5/6/2000, Address: Pismo Beach, California, 93449, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 10-Apr-2025, No Hours: 3 Yearly, No Hours during Trading: 3 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-06 |
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