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Richard David Allen

4 Seasons Advisors

Princeton, WV

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Current Employers
4 Seasons Advisors

1122 Mercer Street, Princeton, WV 24740 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2012-07-20
  • WV RA
    APPROVED
    Since 2012-07-20

Branch Locations

1122 Mercer Street, Princeton, WV 24740 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Insurance Store Inc Princeton WV 03/1998 Present
  • 03/1998 → Present
    The Insurance Store Inc
    Princeton, WV
Previous Registrations
  • 2011-06-28 → 2011-12-01
    Kalos Management
    Princeton, WV
    Ponte Vedra Beach, FL
  • 2000-11-14 → 2009-08-27
    Princeton, WV
    Princeton, WV
Other Businesses

THE INSURANCE STORE~1122 MERCER ST, PRINCEON, WV 24740~OUTBROKERAGE INSURANCE SALES~N~PRES SALES~0201/1998~160 HRS/MO~160 TRADING HRS/MO|R AND D RENTAL~1122 MERCER ST, PRINCETON, WV 24740~RENTAL PROPERTY~N~PARTNER~03/01/2003~5 HRS/MO~5 TRADING HRS/MO|MOUNTIAN STATE AGENCY ALLIANCE~4301 MCCORKLE AVE, CHARLESTON, WV 25301~P AND C INSURANCE SALES~N~SALES~05/01/2001~40 HRS/MO~40 TRADING HRS/MO|R AND C WELLNESS~349 MAPLE ACRES RD, PRINCETON, WV 24740~SALE OF DIATARY SUPPLEMENTS~N~OWNER~12/15/2006~1 HRS/MO~1 TRADING HRS/MO|ALLIANZ LIFE IN CO OF NORTH AMERICA|AMERICAN ECONOMY INS CO|AMERICAN EQUITY INVEST LIFE INS CO 102211|AMERICAN GENERAL LIFE INS CO|AMERICAN NAT'L LIFE|AMERICAN STATES INS CO|AMERICAN ZURICH INS CO|AMERICAN FIRE AND CASUALTY COMPANY|ASSUR CO OF AM|AVIVA LIFE & ANNUITY CO|AXA EQUITABLE LIFE INSURANCE CO|CELINA MUTUAL INS CO|CHARTER OAK FIRE INS CO|DELOS INSURANCE COMOANY|DAIRYLAND INS CO|ENCOMPASS INDEMNITY CO|ENCOMPASS INS CO OF A>960

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-18
S63 Uniform Securities Agent State Law Examination 1984-09-06
  • S65 Uniform Investment Adviser Law Examination
    2000-10-18
  • S63 Uniform Securities Agent State Law Examination
    1984-09-06

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