William Joshua Pennington

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
WV	RA	APPROVED	2023-02-06
VA	RA	APPROVED	2023-01-20

WV RA
APPROVED

Since 2023-02-06
VA RA
APPROVED

Since 2023-01-20

Branch Locations

315 Railroad Ave., Richland, VA 24641 • United States

66 Townview Dr., Lebanon, VA 24266 • United States

427 Main St., Bland, VA 24315 • United States

1105 North 4Th St., Wytheville, VA 24382 • United States

12678 George C. Perry Hwy., Pounding Mill, VA 24637 • United States

118 Valleyview St., North Tazewell, VA 24630 • United States

801 South College Ave. Ste 5, Bluefield, VA 24605 • United States

329 Ingleside Road, Princeton, WV 24740 • United States

698 West Main Street, Abingdon, VA 24210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	02/2017	01/2023
Centurylink	Wytheville	VA	10/2002	02/2017
Cambridge Investment Research, Inc.	Fairfield	IA	01/2023	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	01/2023	Present

02/2017 → 01/2023

Edward Jones

St Louis, MO
10/2002 → 02/2017

Centurylink

Wytheville, VA
01/2023 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
01/2023 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2017-06-09 → 2023-01-27

Edward Jones

Wytheville, VA

St Louis, MO

Wytheville, VA

Wytheville, VA

Other Businesses

1) DOWNTOWN WYTHEVILLE INC, 180 W MAIN ST WYTHEVILLE VA, 01/2023, BOARD MEMBER, NIR, 3 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2023, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 3) WYTHEVILLE RURITANS AND LIONS CLUB, WYTHEVILLE VA 24382, 01/2024, MEMBER, CHARITABLE ORGANIZATION, NIR, 1 HR/MO 0 HR/MO TRADING 4) JOSH PENNINGTON/FIRST SENTINEL FINANCIAL SERVICES, 1105 NORTH FOURTH STREET WYTHEVILLE VA, 07/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 10 HR/MO 0 HR/MO TRADING 5) WYVACON, 680 W Main Street, Wytheville VA 24382, 11/2024, Board Member, Volunteer, INV REL, 3 HR/MO, 0 HR/MO TRADING. 6) JOSH PENNINGTON/FIRST SENTINEL FINANCIAL SERVICES, 1105 North Fourth Street, Wytheville, VA 24382, 07/2017, Agent, Insurance/Benefits/Human Resources, INV REL, 10 HR/MO, 0 HR/MO TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-31

S66 Uniform Combined State Law Examination

2017-03-31

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