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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2014-03-18
  • WV RA
    APPROVED
    Since 2014-03-18

Branch Locations

200 S Walker St, Princeton, WV 24740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2012 Present
Northwestern Mutual Investment Services, Llc Beckley WV 11/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 09/2012 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2012 → Present
    Beckley, WV
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. COACH, TRIPLE THREAT BASKETBALL, MERCER COUNTY BASKETBALL GYMS, PRINCETON, , WEST VIRGINIA, 24740, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 10/08/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER; COACH 3.100% OWNER, SWISH PROPERTIES, LLC, LEGAL ENTITY, NON-INVESTMENT RELATED, START DATE: 10/21/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BUILDING OWNER 4. OWNER, P SQUARED LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 12/04/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-14
S63 Uniform Securities Agent State Law Examination 2013-01-22
  • S65 Uniform Investment Adviser Law Examination
    2014-03-14
  • S63 Uniform Securities Agent State Law Examination
    2013-01-22
Other Names
  • Kevin Todd Rhodes

View on SEC IAPD

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